Compliance Officer

Role Description

Compliance Officer - Dublin City Centre

Core responsibilities:

  • Ensure compliance with the AML Framework in place, across all relevant business areas and jurisdictions; 
  • Review and conduct AML/KYC/PEP and Sanction Checks;
  • Investigate sanction alerts and negative press;
  • Assist in completion of the Compliance Monitoring Plan (CMP)
  • carry out testing as required and follow through on results of testing where remediation required;
  • Enhance AML reporting to the Chief Compliance Officer (CCO), the Compliance Committee, Board of Directors and Senior Management;
  • Work with the Global AML Team, assist with review of Investor AML/KYC, respond to queries and provide guidance;
  • Manage requests for AML comfort letters
  • Assist with developing and providing training – internally & externally;
  • Identify issues and ensure appropriate action is taken;
  • Escalation of any major issues in the above areas to the CCO/MLRO/Compliance Committee;
  • Assist with transition and remediation projects.
  • Involvement in ad hoc projects as required

Key Requirements:

  • Have a relevant degree or relevant professional qualification
  • Ability to gather, organize and interpret information
  • Strong communication and interpersonal skills.
  • Excellent organization and administrative skills. Attention to detail and accuracy
  • Proficient Excel skills and have excellent written and verbal English
  • Have the ability to work on own initiative, ability to prioritize workloads and deliver to tight timescales
  • Preference will be given to those with previous compliance experience, however this is not essential as training will be provided.

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